| Reply to John
Hawks |
| John Hawks is one of the most persuasive and
accessible anthropologists you could get to know - he
publishes a regular weblog on all aspects of
anthropology, that I
recommend highly.
But in this particular
article, he departs from his usual clear-thinking,
incisive style, and descends into polemic. I quote it in
full (without his permission), and let him descend into
the bog of his own making. I have no intention of being
pulled down into the same bog, so all I offer is the
occasional comment. John Hawks' article is in blue - my comments in
black.
I haven't corrected his
text - his boo-boos are his
alone. |
Why anthropologists
don't accept the Aquatic Ape Theory
One of the most common arguments
about human evolution on the Internet is whether hominids ever
went through an "aquatic phase" in their evolution. The
Aquatic Ape Theory proposes that such an aquatic phase, during
which ancestral hominids relied on a water habitat, explains
much of the distinctive anatomy of recent humans. Proponents
of the Aquatic Ape Theory compare the predictions of their
model with the predictions that they derive for a
traditionalist model, which they termed the "Savanna model".
In their view, an aquatic phase provides a better explanation
for many human characteristics that the savanna model finds
difficult to explain.
For example, why do humans lack fur?
Most anthropologists believe the lack of fur derives from
selection associated with thermoregulation. In this account,
humans are unlike most primates in using sweating as a
significant source of evaporative heat loss. This system is
efficient in humans because it exploits the latent heat of
condensation to carry away much more heat than is possible
through radiation, convection, or shade alone. But sweating
would not work on a furry hominid, because evaporation from
the fur does not carry away nearly the amount of heat lost by
direct skin transfer.
| A small question might be: How did humans lose
their hair and start to sweat? We never really lost much
hair - we just grow it almost invisibly, but not quite -
see one of those lovely Swedish girls, with peach-fuzz
arm hair. Conventional theory tries to explain hair
'loss' and sweating, but not both at the same
time. One conventionally highly-respected
'thermoregulation' theory suggests humans stood upright
to present less body area to the sun. (It was presented
by an Englishman, of course, and you will probably
remember the connection between them, mad dogs, and the
noonday sun).
If you've ever spent a bit of time (3-4 hours) on
the reef, harvesting seafood, you'll know you don't need
a hairy coat. But you still have the ability to do it,
so when you go up to live in the mountains (Armenia,
Lebanon, Bosnia, Kurdistan, etc) you can still grow body
hair and a ferocious moustache. If you grew up in SE
Asia, next to the sea, you can only grow a Ho Chi Minh
whisker beard. |
The Aquatic Ape Theory rejects this
hypothesis, noting that:
- the mechanism of sweating in
humans is especially wasteful of water--a rare commodity in
the hot savanna
- other medium-sized mammals in the
hot savanna environment do not use this mechanism of heat
loss
| True - So why were we so unique? All the
savannah bovids (gazelles, etc) grow short thick hair.
So do baboons, who got there before us. What's so
special about us, that we lost our hair, and learned
to sweat ? Which came
first? |
- the loss of fur has required the
development of a significantly costly form of insulation for
the human body, is (sic) relatively thick layer of
subcutaneous fat
Perhaps the fat came first, then the loss of
hair. All humans are born fat, but some can become
hairier than others, and most of those live in cold
climates, so the fat's not got very much to do with
insulation. If your baby can float, it might
survive longer than a skinny one that can't. All human
babies, straight out of the womb, can swim like fish.
After about six months, if they're kept away from the
water, they'll learn that they really can't
swim so easily. |
By this argument, the theory
proposes that it makes more sense that humans developed carelessness (sic) and their
unique glandular system of sweating in an environment where
water was both plentiful and continuously
available.
| And, it seems, professional anthropologists develop carelessness when they quickly and
carelessly dismiss a challenge to the conventional
dogma. |
Several other distinctive human
features are treated by this hypothesis. Bipedalism itself is
suggested for its value in wading into moderately deep bodies
of water.
| Of course, there are plenty, if not more,
conventional dry-land theories explaining how an obscure
ape started moving like an ostrich after millions of
years climbing in trees. Just think of
one. |
If the Aquatics (sic) Ape
Theory explains so much, why do the majority of
anthropologists not subscribe to it? It is hard to find a
clear answer to this question on the Internet. Responses to
the Aquatic Ape Theory both on Web sites and on Internet news
groups tended to digress into the a (sic) number of
specific topics that detract from an answer this question
instead of answering it. Consider the following list of
responses:
- "Hominids leading into the water
sources available to them would have nothing to protect them
from crocodiles and other large predators."
Jim
Moore runs an overtly anti-aquatic web-site called
aquaticape.org. He quotes a totally untrue third-hand
story about man-eating crocodiles on my own island,
Siargao. It just wasn't true. There are still crocs
around here, and there are still sharks, but believe
me, I avoid falling coconuts in my garden a lot more
than I worry, when I'm swimming, about crocs or sharks
in the sea. And I've seen both. I honestly don't
know how I would respond to lions, leopards, hyaenas,
baboons, angry buffaloes, zebras, spitting cobras or
gnus, because I've never encountered them. I suspect
Jim
Moore hasn't either, or he wouldn't promote such
nonsenses as 'sea predators' keeping mankind away from
a the sea, when they could have had entirely friendly
relations with any of the above on the
savannah. |
- "Paleontologists have never found
fossil evidence of this aquatic ape. "
Of course they haven't. Most of
the past coastline, worldwide, is now under
water. Or perhaps they have. Oreopithecus
lived on a small boggy island in the middle of the
Mediterranean Sea, about 9 Mya. Almost every
single classical early human fossil has come from a
lake, river, or sea side - Chad, Trinil,
Modjokerto, Sangiran, Hadar, Olduvai, Omo, Gona, Koobi
Fora, Olorgesailie, Baringo,
etc. |
- "There may be gaps in the fossil
record, but it is unlikely that those gaps will be filled
by new primates and entirely different from any known form
in their ecology."
Just read that last sentence again - "...
unlikely that those gaps will be filled by new
primates and entirely different from any known form in
their ecology." Does that make sense to
you? Even if it doesn't, ignore the casual
mistakes, and think again - about the Proboscis monkeys
in Borneo, living, swimming and marching bipedally in
the coastal mangroves, the Chacma baboons in South
Africa, catching shellfish, and even the Rhesus monkeys
I've seen scavenging in the early morning on the
seashore in Thailand, and in
Mindanao. |
Supporters of the Aquatic Ape Theory
can provide answers to each of these questions. They can talk
about the great quantity of littoral resources for a primate
foraging along the seashore. They can talk about the rarity of
crocodiles along the seashore and the failure of other land
predators to pursue their prey into the waves. The can talk
about the geological record of sea level changes, as the
reason that geological strata that might contain these
ancestors like (sic) inaccessible to
paleontologists.
| A common, and somewhat cheap rhetorical device
used in debate is to quote opponents' views as: 'They
can talk about...&c &c", as if they are babbling
charlatans, without identifying any opposing arguments
at all.
But to conclude with PAspeak like: "that might
contain these ancestors like inaccessible to
paleontologists" displays a professional
anthropologist's development of carelessness - probably
a thermoregulatory response to hot
air. |
And they can continue to criticize
the "Savanna model" as inadequate to explain human
features-especially soft tissue characteristics. This process
itself displays an element of the (sic)
disingenuousness, considering that the fossil evidence
increasingly suggests that hominids did not originate on the
savanna at all. In fact all hominid sites earlier than around
3 million years appear to represent woodland of an open or
closed nature. It appears quite evident now that our "descent
from the trees" didn't take us out of the woods. As the
present evidence continues to develop, the Aquatic Ape debate
gets farther and farther from relevance.
Well, yes. The actual fossil evidence has
increasingly suggested that hominids did not come out of
the trees onto the savannah at all - it took only half a
century to retreat from an unopposed intellectual
position. But ''Woodland of an open or closed nature"
doesn't really suggest there has been a very
definite move away from the original model. And
mentioning 'soft tissue characteristics' is a definite
give-away. None of them are preserved as fossils - they
just persist in us now as scars of evolution. But did
you ever hear of ear exostoses ? They're a bone
pathology found in one of the early Homo erectus
skulls. It's still a problem with certain
people, and it's commonly called 'Surfer's
Ear'. |
But if all these issues are
distractions, how can we explain the reluctance of
anthropologists to seriously examine the Aquatic Ape Theory?
Proponents of the theory tend to argue that this is more than
blindness on the part of the paleoanthropological
establishment. Instead, they argue, professional
paleoanthropologists are engaged in a more or less deliberate
conspiracy to exert their hegemonic control over the field by
a marginalizing alternative viewpoints.
| Distractions ? Distractions from what? Have
professional anthropologists really explained just how
Homo habilis turned up as an African lakeshore
fossil with a hugely increased brain size, how Homo
erectus appeared almost simultaneously in Georgia,
Peking and Java ? or how 'Archaic Homo sapiens'
appeared in Spain, France, Germany, Italy, and so
on, with even larger
brains? |
In this, some proponents of the
Aquatic Ape Theory take the same position as creationists,
arguing that it is the dominant culture of science rather than
the intrinsic value of current scientific ideas that excludes
them from debate.
| Well, Rudyard Kipling blew apart some of the
dominant culture and methodology of this particular
science with his 'Just So' stories, about a century
ago.
But Hawks' argument descends into faith,
hope, and charity, proposing, like established
religionists, to lump dissidents with every type of
heretic.
I don't happen to believe, like the majority of
human beings who are not Roman Catholic, that the Virgin
Mary ascended bodily to Heaven. Just because the Pope of
the time announced, infallibly, when I was seven years
old, and the old dear had been dead for about 2000
years, that she did, doesn't incline me to believe it
any more so.
Am I a heretic? Should I be subjected to the Holy
Inquisition ? |
Like most other professional
anthropologists, I am well aware that there is no active
conspiracy under way to preclude strange ideas from scientific
evaluation.
| He is, after all, American, maybe hasn't been
much out of that admirable country, and possibly
believes that the CIA is a bunch of charitable nuns.
Very, very few 'strange ideas' haven't received their
close attention, or termination with prejudice. See: Xymphora.
If you haven't been driven out of a
few small countries by mad Yankee plots, like I have,
then you can very easily dismiss 'active
conspiracies'. |
In fact I have seen many strange
ideas come down the pike over the years that received far more
celebrity than notoriety.
| Essentially, this means that the suckers believed
the spiel, if it was wrapped up in the
paradigm. |
The history of new research in the
field will show to any close observer the value of breaking
with scientific norms. This is so much the case in the study
of human evolution that (it) has provoked published complaints
on the part of senior scientists. But despite these
grumblings, there is nothing that anyone can do to prevent the
publication of credible research in the field, and little they
can do to prevent the publication of incredible research.
There is much more to be gained for young scientists in
pushing a new or outlandish idea that has serious empirical
support than in mindlessly following the dictates of the aging
graybeards.
Absolutely: Agreed, and, as another old grey
beard, if some sassy young whippersnapper (or even a
middle-aged Welsh housewife) comes up with ideas that
challenge my lifetime's assumptions, I'll tread on 'em.
But, if another old fart publishes a load of nonsense,
but still in line with 'scientific norms' what should I
do - just believe him ? |
From this I think we can conclude at
least something small, that many anthropological eyes looking
over the predictions of the Aquatic Ape Theory would have
found by now some serious reasons to support it, if there were
any.
| Or perhaps some good facts or reasons to refute
it? |
But there is more than a small
reason why the Aquatic Ape Theory is not believed by
anthropologists. The large reason is parsimony.
Evaluating the parsimony of
hypotheses is a fundamental aspect of the scientific method.
The idea is that hypotheses differ with respect to the kind of
assumptions that the requires (sic) to make. Some
hypotheses require a large number of assumptions, others
require fewer assumptions. Some hypotheses require fairly
extraordinary assumptions.
"The idea is that hypotheses differ with
respect to the kind of assumptions that the requires to
make". Read that
again
I think what he really means is an
old principle - Occam's Razor or Parson's Nose (I'm not
sure which). The simplest answer is the best -
until you run into complications.
"Ockham's Razor ("Occam" is a Latinised
variant) is the principle proposed by William of
Ockham in the fifteenth century that "Pluralitas non
est ponenda sine neccesitate" (sic), which translates
as "entities should not be multiplied
unnecessarily". (It doesn't actually say
that at all, but we'll let that pass). Various
other rephrasings have been incorrectly attributed to
him. In more modern terms, if you have two
theories which both explain the observed facts then
you should use the simplest until more evidence comes
along". Jim Moore
Parson's Nose must be the other one:
"Whatever came out last from the dumb cluck is the
latest
theory". |
One of the characteristics of
parsimony is the ability of a hypothesis to link many
different effects with a single cause. It is under this
qualification that the Aquatic Ape Theory appears very
appealing. By positing a single assumption-that as yet
undiscovered hominids lived in a unique aquatic
environment-the theory is able to encompass the evolution of
several different characteristics of the human body that
otherwise would not appear to be tightly linked to each other.
In other words, the hypothesis appears to be simple as an
explanation for many different characteristics, requiring only
one assumption (and its many associated effects) instead of a
separate evolutionary explanation for every
characteristic.
But this appeal ignores another
fundamental characteristic of parsimony: and (sic)
hypothesis that depends on one explanation is more
parsimonious than a hypothesis that invokes multiple
explanations. Consider the proposed "aquatic phase" of human
evolution, which the Aquatic Ape Theory posits to explain
human characteristics that are uncommon in land mammals.
Certainly it makes sense that hominids would develop new
anatomies to adapt to such an alien environment. But once
those hominids returned to land, forsaking their aquatic
homeland, the same features that were adaptive in the water
would now be maladaptive on land. What would prevent those
hominids from reverting to the features of their land-based
ancestors, as well as nearly every other medium-sized land
mammal? More than simple phylogenetic inertia is required to
explain this, since the very reasons that the aquatic ape
theory rejects the savanna model would apply to the
descendants of the aquatic apes when they moved to the
savanna.
| Now we're back to discussing the
savannah, which has already been dismissed, only half a
page back.
And he's talking about maladaptations - just why
is the single biggest excuse for malingering still 'back
problems' ? Has the man never had a hernia ? He will,
most probably. |
This is far from trivial, since
fossil hominids did inhabit open woodland starting by 6
million years ago, and did move to open savanna by 3 million
years ago.
| Did they ? What evidence is there that extensive
open savannah even existed 3 million years ago ? And
just how many fossils do we have dated to 3 Mya
? |
Nor can the theory hide behind the
idea of exaptation. One might propose that the features that
were originally adapted in the aquatic environment found new
purposes when the formerly aquatic apes moved onto land. But
each of these features still requires an adaptive explanation
for why it would be maintained. And each of these adaptive
explanations would probably be equally credible as an
evolutionary hypothesis for the origin of the characteristics
outside the aquatic environment.
| Would they indeed.
Elaine Morgan wrote a very good book 'The Scars of
Evolution' detailing the many unfortunate hang-overs she
considered related to an aquatic past, and I have yet to
see, anywhere, any specific disproofs of any single one
of her ideas, so here's a few anti-questions
:
- Humans developed the ability to get hernias,
backaches, varicose veins, etc - by plodding or
running about on dry land ?
- Humans became totally unconscious of their salt
intake - but elephants trek to Mt Elgon caves to eat
salty earth?
- Humans get acne because their sebaceous glands
over-produce - just to make over-sexed teenagers
self-conscious?
- To go back a little farther, why do you have a
useless little remnant of the caecum of your
vegetarian past, the appendix, that has no known use,
but sometimes blows up and kills you?
- Humans become cretins if they don't get enough
iodine as kids. With precious little iodine in the
'open or closed woodlands' of Africa, they somehow
grew big, clever brains.
- Webbed feet ? - nonsense! - but just take a
close look at your hands, and those of the next
chimpanzee you meet. Just why do you have those
useless skinfold vestiges between your thumb and
forefinger, and between all the other fingers, and he
doesn't? I don't really believe we ever evolved
webbed feet or hands, but I do sometimes wonder.
- Look at your opposable thumb, and your
fingertips, so sensitive they can reveal shapes and
surfaces in total darkness, or total wetness, and
explain why your closest cousin, a chimp, doesn't have
these features.
- Next time you conceive, look at your fat little
baby, and ask why you didn't produce a skinny one like
a chimp.
|
In other words, the Aquatic
Ape Theory explains all of these features, but it explains
them all twice. Every one of the features encompassed by the
theory still requires a reason for it to be maintained after
hominids left the aquatic environment. Every one of these
reasons probably would be sufficient to explain the evolution
of the traits in the absence of the aquatic environment. This
is more than unparsimonious. It leaves the Aquatic Ape Theory
explaining nothing whatsoever about the evolution of the
hominids. This is why professional anthropologists reject the
theory, even if they haven't fully thought through the
logic.
| No it doesn't explain them twice. This is a
classic use of the Bait&Switch technique, as used by
streetside con artists worldwide. The Aquatic Ape Theory
does explain, better than most hypotheses, the wholly
maladaptive traits that humans still possess (and
some of the good ones) better than most.
Humans have never left the aquatic environment
completely, so the double
out-to-the-sea-and-back-to-the-savannah argument is
quite false. No humans, except Huns, Mongols, and
Tuaregs ever restricted themselves to open, hot plains,
and they, notoriously, broke out and invaded better
places. The vast majority of humans still live close to
the sea, and if, since the development of agriculture,
many of them have settled the flood plains of major
rivers, they are paying the price.
Most of us lived, and still live, very, very near
the coast, and if we ever left it, we encountered
problems.
Look at the locations of the majority of the
world's major cities today:
| New York |
Shanghai |
Tokyo |
Sydney |
Buenos Aires |
Los Angeles |
Dar es Salaam |
Oslo |
| London |
Amsterdam |
Dhaka |
Bombay |
Hong Kong |
Vancouver |
Mombasa |
Stockholm |
| Calcutta |
Bangkok |
Rangoon |
Rio de Janeiro |
Manila |
San Francisco |
Capetown |
Jeddah |
and tell me again that we really grew up in, and
prefer the grassy plains of the
interior. | |