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Reply to John Hawks 
John Hawks is one of the most persuasive and accessible anthropologists you could get to know - he publishes a regular weblog on all aspects of anthropology, that I recommend highly.

But in this particular article, he departs from his usual clear-thinking, incisive style, and descends into polemic. I quote it in full (without his permission), and let him descend into the bog of his own making. I have no intention of being pulled down into the same bog, so all I offer is the occasional comment. John Hawks' article is in blue - my comments in black.

I haven't corrected his text - his boo-boos are his alone.

Why anthropologists don't accept the Aquatic Ape Theory

One of the most common arguments about human evolution on the Internet is whether hominids ever went through an "aquatic phase" in their evolution. The Aquatic Ape Theory proposes that such an aquatic phase, during which ancestral hominids relied on a water habitat, explains much of the distinctive anatomy of recent humans. Proponents of the Aquatic Ape Theory compare the predictions of their model with the predictions that they derive for a traditionalist model, which they termed the "Savanna model". In their view, an aquatic phase provides a better explanation for many human characteristics that the savanna model finds difficult to explain.

For example, why do humans lack fur? Most anthropologists believe the lack of fur derives from selection associated with thermoregulation. In this account, humans are unlike most primates in using sweating as a significant source of evaporative heat loss. This system is efficient in humans because it exploits the latent heat of condensation to carry away much more heat than is possible through radiation, convection, or shade alone. But sweating would not work on a furry hominid, because evaporation from the fur does not carry away nearly the amount of heat lost by direct skin transfer.

A small question might be: How did humans lose their hair and start to sweat? We never really lost much hair - we just grow it almost invisibly, but not quite - see one of those lovely Swedish girls, with peach-fuzz arm hair. Conventional theory tries to explain hair 'loss' and sweating, but not both at the same time. One conventionally highly-respected 'thermoregulation' theory suggests humans stood upright to present less body area to the sun. (It was presented by an Englishman, of course, and you will probably remember the connection between them, mad dogs, and the noonday sun).

If you've ever spent a bit of time (3-4 hours) on the reef, harvesting seafood, you'll know you don't need a hairy coat. But you still have the ability to do it, so when you go up to live in the mountains (Armenia, Lebanon, Bosnia, Kurdistan, etc) you can still grow body hair and a ferocious moustache. If you grew up in SE Asia, next to the sea, you can only grow a Ho Chi Minh whisker beard.

The Aquatic Ape Theory rejects this hypothesis, noting that:

  1. the mechanism of sweating in humans is especially wasteful of water--a rare commodity in the hot savanna
    Very true
  2. other medium-sized mammals in the hot savanna environment do not use this mechanism of heat loss
    True - So why were we so unique? All the savannah bovids (gazelles, etc) grow short thick hair. So do baboons, who got there before us. What's so special about us, that we lost our hair, and learned to sweat ? Which came first?
  3. the loss of fur has required the development of a significantly costly form of insulation for the human body, is (sic) relatively thick layer of subcutaneous fat
    Perhaps the fat came first, then the loss of hair. All humans are born fat, but some can become hairier than others, and most of those live in cold climates, so the fat's not got very much to do with insulation. 
    If your baby can float, it might survive longer than a skinny one that can't. All human babies, straight out of the womb, can swim like fish. After about six months, if they're kept away from the water, they'll learn that they really can't swim so easily.

By this argument, the theory proposes that it makes more sense that humans developed carelessness (sic) and their unique glandular system of sweating in an environment where water was both plentiful and continuously available.

And, it seems, professional anthropologists develop carelessness when they quickly and carelessly dismiss a challenge to the conventional dogma.

Several other distinctive human features are treated by this hypothesis. Bipedalism itself is suggested for its value in wading into moderately deep bodies of water.

Of course, there are plenty, if not more, conventional dry-land theories explaining how an obscure ape started moving like an ostrich after millions of years climbing in trees. Just think of one.  

If the Aquatics (sic) Ape Theory explains so much, why do the majority of anthropologists not subscribe to it? It is hard to find a clear answer to this question on the Internet. Responses to the Aquatic Ape Theory both on Web sites and on Internet news groups tended to digress into the a (sic) number of specific topics that detract from an answer this question instead of answering it. Consider the following list of responses:

  1. "Hominids leading into the water sources available to them would have nothing to protect them from crocodiles and other large predators."
    Jim Moore  runs an overtly anti-aquatic web-site called aquaticape.org. He quotes a totally untrue third-hand story about man-eating crocodiles on my own island, Siargao. It just wasn't true. There are still crocs around here, and there are still sharks, but believe me, I avoid falling coconuts in my garden a lot more than I worry, when I'm swimming, about crocs or sharks in the sea. And I've seen both.
    I honestly don't know how I would respond to lions, leopards, hyaenas, baboons, angry buffaloes, zebras, spitting cobras or gnus, because I've never encountered them. I suspect
    Jim Moore  hasn't either, or he wouldn't promote such nonsenses as 'sea predators' keeping mankind away from a the sea, when they could have had entirely friendly relations with any of the above on the savannah.
  2. "Paleontologists have never found fossil evidence of this aquatic ape. "
    Of course they haven't. Most of the past coastline, worldwide,  is now under water. 
    Or perhaps they have. Oreopithecus lived on a small boggy island in the middle of the Mediterranean Sea, about 9 Mya. 
    Almost every single classical early human fossil has come from a lake, river, or sea side -  Chad, Trinil, Modjokerto, Sangiran, Hadar, Olduvai, Omo, Gona, Koobi Fora, Olorgesailie, Baringo, etc. 
  3. "There may be gaps in the fossil record, but it is unlikely that those gaps will be filled by new primates and entirely different from any known form in their ecology."
Just read that last sentence again - "... unlikely that those gaps will be filled by new primates and entirely different from any known form in their ecology." Does that make sense to you? 
Even if it doesn't, ignore the casual mistakes, and think again - about the Proboscis monkeys in Borneo, living, swimming and marching bipedally in the coastal mangroves, the Chacma baboons in South Africa, catching shellfish, and even the Rhesus monkeys I've seen scavenging in the early morning on the seashore in Thailand, and in Mindanao.   

Supporters of the Aquatic Ape Theory can provide answers to each of these questions. They can talk about the great quantity of littoral resources for a primate foraging along the seashore. They can talk about the rarity of crocodiles along the seashore and the failure of other land predators to pursue their prey into the waves. The can talk about the geological record of sea level changes, as the reason that geological strata that might contain these ancestors like (sic) inaccessible to paleontologists.

A common, and somewhat cheap rhetorical device used in debate is to quote opponents' views as: 'They can talk about...&c &c", as if they are babbling charlatans, without identifying any opposing arguments at all.

But to conclude with PAspeak like: "that might contain these ancestors like inaccessible to paleontologists" displays a professional anthropologist's development of carelessness - probably a thermoregulatory response to hot air.

And they can continue to criticize the "Savanna model" as inadequate to explain human features-especially soft tissue characteristics. This process itself displays an element of the (sic) disingenuousness, considering that the fossil evidence increasingly suggests that hominids did not originate on the savanna at all. In fact all hominid sites earlier than around 3 million years appear to represent woodland of an open or closed nature. It appears quite evident now that our "descent from the trees" didn't take us out of the woods. As the present evidence continues to develop, the Aquatic Ape debate gets farther and farther from relevance.

Well, yes. The actual fossil evidence has increasingly suggested that hominids did not come out of the trees onto the savannah at all - it took only half a century to retreat from an unopposed intellectual position. But ''Woodland of an open or closed nature" doesn't really suggest there has been a very definite move away from the original model.
And mentioning 'soft tissue characteristics' is a definite give-away. None of them are preserved as fossils - they just persist in us now as scars of evolution.
But did you ever hear of ear exostoses ? They're a bone pathology found in one of the early Homo erectus skulls.  It's still a problem with certain people, and it's commonly called 'Surfer's Ear'.

But if all these issues are distractions, how can we explain the reluctance of anthropologists to seriously examine the Aquatic Ape Theory? Proponents of the theory tend to argue that this is more than blindness on the part of the paleoanthropological establishment. Instead, they argue, professional paleoanthropologists are engaged in a more or less deliberate conspiracy to exert their hegemonic control over the field by a marginalizing alternative viewpoints.

Distractions ?  Distractions from what? Have professional anthropologists really explained just how Homo habilis turned up as an African lakeshore fossil with a hugely increased brain size, how Homo erectus appeared almost simultaneously in Georgia, Peking and Java ? or how 'Archaic Homo sapiens' appeared in Spain, France, Germany, Italy, and so on, with even larger brains? 

In this, some proponents of the Aquatic Ape Theory take the same position as creationists, arguing that it is the dominant culture of science rather than the intrinsic value of current scientific ideas that excludes them from debate.

Well, Rudyard Kipling blew apart some of the dominant culture and methodology of this particular science with his 'Just So' stories, about a century ago.

But Hawks' argument  descends into faith, hope, and charity, proposing, like established religionists, to lump dissidents with every type of heretic.

I don't happen to believe, like the majority of human beings who are not Roman Catholic, that the Virgin Mary ascended bodily to Heaven. Just because the Pope of the time announced, infallibly, when I was seven years old, and the old dear had been dead for about 2000 years, that she did, doesn't incline me to believe it any more so. 

Am I a heretic? Should I be subjected to the Holy Inquisition ? 

Like most other professional anthropologists, I am well aware that there is no active conspiracy under way to preclude strange ideas from scientific evaluation. 

He is, after all, American, maybe hasn't been much out of that admirable country, and possibly believes that the CIA is a bunch of charitable nuns. Very, very few 'strange ideas' haven't received their close attention, or termination with prejudice. See: Xymphora.  If you haven't been driven out of a few small countries by mad Yankee plots, like I have, then you can very easily dismiss 'active conspiracies'.

In fact I have seen many strange ideas come down the pike over the years that received far more celebrity than notoriety.

Essentially, this means that the suckers believed the spiel, if it was wrapped up in the paradigm. 

The history of new research in the field will show to any close observer the value of breaking with scientific norms. This is so much the case in the study of human evolution that (it) has provoked published complaints on the part of senior scientists. But despite these grumblings, there is nothing that anyone can do to prevent the publication of credible research in the field, and little they can do to prevent the publication of incredible research. There is much more to be gained for young scientists in pushing a new or outlandish idea that has serious empirical support than in mindlessly following the dictates of the aging graybeards.

Absolutely:
Agreed, and, as another old grey beard, if some sassy young whippersnapper (or even a middle-aged Welsh housewife) comes up with ideas that challenge my lifetime's assumptions, I'll tread on 'em. But, if another old fart publishes a load of nonsense, but still in line with 'scientific norms' what should I do - just believe him ?

From this I think we can conclude at least something small, that many anthropological eyes looking over the predictions of the Aquatic Ape Theory would have found by now some serious reasons to support it, if there were any.

Or perhaps some good facts or reasons to refute it?

But there is more than a small reason why the Aquatic Ape Theory is not believed by anthropologists. The large reason is parsimony.

Evaluating the parsimony of hypotheses is a fundamental aspect of the scientific method. The idea is that hypotheses differ with respect to the kind of assumptions that the requires (sic) to make. Some hypotheses require a large number of assumptions, others require fewer assumptions. Some hypotheses require fairly extraordinary assumptions.

"The idea is that hypotheses differ with respect to the kind of assumptions that the requires to make". Read that again

I think what he really means is an old principle - Occam's Razor or Parson's Nose (I'm not sure which). 
The simplest answer is the best - until you run into complications.

"Ockham's Razor ("Occam" is a Latinised variant) is the principle proposed by William of Ockham in the fifteenth century that "Pluralitas non est ponenda sine neccesitate" (sic), which translates as "entities should not be multiplied unnecessarily".  (It doesn't actually say that at all, but we'll let that pass). Various other rephrasings have been incorrectly attributed to him.  In more modern terms, if you have two theories which both explain the observed facts then you should use the simplest until more evidence comes along". Jim Moore

Parson's Nose must be the other one: "Whatever came out last from the dumb cluck is the latest theory".

One of the characteristics of parsimony is the ability of a hypothesis to link many different effects with a single cause. It is under this qualification that the Aquatic Ape Theory appears very appealing. By positing a single assumption-that as yet undiscovered hominids lived in a unique aquatic environment-the theory is able to encompass the evolution of several different characteristics of the human body that otherwise would not appear to be tightly linked to each other. In other words, the hypothesis appears to be simple as an explanation for many different characteristics, requiring only one assumption (and its many associated effects) instead of a separate evolutionary explanation for every characteristic.

But this appeal ignores another fundamental characteristic of parsimony: and (sic) hypothesis that depends on one explanation is more parsimonious than a hypothesis that invokes multiple explanations. Consider the proposed "aquatic phase" of human evolution, which the Aquatic Ape Theory posits to explain human characteristics that are uncommon in land mammals. Certainly it makes sense that hominids would develop new anatomies to adapt to such an alien environment. But once those hominids returned to land, forsaking their aquatic homeland, the same features that were adaptive in the water would now be maladaptive on land. What would prevent those hominids from reverting to the features of their land-based ancestors, as well as nearly every other medium-sized land mammal? More than simple phylogenetic inertia is required to explain this, since the very reasons that the aquatic ape theory rejects the savanna model would apply to the descendants of the aquatic apes when they moved to the savanna. 

Now we're back to discussing the savannah, which has already been dismissed, only half a page back. 

And he's talking about maladaptations - just why is the single biggest excuse for malingering still 'back problems' ? Has the man never had a hernia ? He will, most probably.

This is far from trivial, since fossil hominids did inhabit open woodland starting by 6 million years ago, and did move to open savanna by 3 million years ago.

Did they ? What evidence is there that extensive open savannah even existed 3 million years ago ? And just how many fossils do we have dated to 3 Mya ?

Nor can the theory hide behind the idea of exaptation. One might propose that the features that were originally adapted in the aquatic environment found new purposes when the formerly aquatic apes moved onto land. But each of these features still requires an adaptive explanation for why it would be maintained. And each of these adaptive explanations would probably be equally credible as an evolutionary hypothesis for the origin of the characteristics outside the aquatic environment.

Would they indeed. 

Elaine Morgan wrote a very good book 'The Scars of Evolution' detailing the many unfortunate hang-overs she considered related to an aquatic past, and I have yet to see, anywhere, any specific disproofs of any single one of her ideas, so here's a few anti-questions :

  • Humans developed the ability to get hernias, backaches, varicose veins, etc - by plodding or running about on dry land ?
  • Humans became totally unconscious of their salt intake - but elephants trek to Mt Elgon caves to eat salty earth?
  • Humans get acne because their sebaceous glands over-produce - just to make over-sexed teenagers self-conscious?
  • To go back a little farther, why do you have a useless little remnant of the caecum of your vegetarian past, the appendix, that has no known use, but sometimes blows up and kills you?  
  • Humans become cretins if they don't get enough iodine as kids. With precious little iodine in the 'open or closed woodlands' of Africa, they somehow grew big, clever brains.
  • Webbed feet ? - nonsense! - but just take a close look at your hands, and those of the next chimpanzee you meet. Just why do you have those useless skinfold vestiges between your thumb and forefinger, and between all the other fingers, and he doesn't? I don't really believe we ever evolved webbed feet or hands, but I do sometimes wonder.
  • Look at your opposable thumb, and your fingertips, so sensitive they can reveal shapes and surfaces in total darkness, or total wetness, and explain why your closest cousin, a chimp, doesn't have these features.
  • Next time you conceive, look at your fat little baby, and ask why you didn't produce a skinny one like a chimp.

In other words, the Aquatic Ape Theory explains all of these features, but it explains them all twice. Every one of the features encompassed by the theory still requires a reason for it to be maintained after hominids left the aquatic environment. Every one of these reasons probably would be sufficient to explain the evolution of the traits in the absence of the aquatic environment. This is more than unparsimonious. It leaves the Aquatic Ape Theory explaining nothing whatsoever about the evolution of the hominids. This is why professional anthropologists reject the theory, even if they haven't fully thought through the logic.

No it doesn't explain them twice. This is a classic use of the Bait&Switch technique, as used by streetside con artists worldwide. The Aquatic Ape Theory does explain, better than most hypotheses, the wholly maladaptive traits that humans still possess (and some of the good ones) better than most.

Humans have never left the aquatic environment completely, so the double out-to-the-sea-and-back-to-the-savannah argument is quite false. No humans, except Huns, Mongols, and Tuaregs ever restricted themselves to open, hot plains, and they, notoriously, broke out and invaded better places. The vast majority of humans still live close to the sea, and if, since the development of agriculture, many of them have settled the flood plains of major rivers, they are paying the price.   

Most of us lived, and still live, very, very near the coast, and if we ever left it, we encountered problems.

Look at the locations of the majority of the world's major cities today:

New York Shanghai Tokyo Sydney Buenos Aires Los Angeles Dar es Salaam Oslo
London Amsterdam Dhaka Bombay Hong Kong Vancouver Mombasa Stockholm
Calcutta Bangkok Rangoon Rio de Janeiro Manila San Francisco Capetown Jeddah

and tell me again that we really grew up in, and prefer the grassy plains of the interior.

 


Richard Parker  - Siargao Island - November 2005  (Last updated) Friday, June 30, 2006)  

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